Notes

<div _ngcontent-vgw-474="" class="container fadeIn" id="content">
<main _ngcontent-vgw-474="" class="main">
<feature-banner _ngcontent-vgw-474="" _nghost-vgw-68=""><!--template bindings={}-->
<!--template bindings={}--></feature-banner>
<contact-navigation _ngcontent-vgw-474="" email="[email protected]" phone="855-880-2559" _nghost-vgw-67=""><nav _ngcontent-vgw-67="" aria-label="Contact us" id="contact-navigation">
<p _ngcontent-vgw-67="">Investments: 855-880-2559</p>
<!--template bindings={}-->
<p _ngcontent-vgw-67="">
<live-engage _ngcontent-vgw-67="" _nghost-vgw-19=""><div _ngcontent-vgw-19="" id="investLiveHeader" oncontextmenu="return false;" class=""><div id="LPMcontainer-1709744051969-2" class="LPMcontainer LPMoverlay" style="margin: 1px; padding: 0px; border-style: solid; border-width: 0px; font-style: normal; font-weight: normal; font-variant: normal; list-style: outside none none; letter-spacing: normal; line-height: normal; text-decoration: none; vertical-align: baseline; white-space: normal; word-spacing: normal; background-repeat: repeat-x; background-position: left bottom; cursor: auto; display: block; position: relative; top: 0px; left: 0px;"><a tabindex="0" *ngif="showMock" data-lp-event="click" allytm-click-tagged="true">
<span class="allycon-chat-blank-outline"></span>
Chat
</a>
</div></div></live-engage>
</p>
<p _ngcontent-vgw-67="">
<a _ngcontent-vgw-67="" href="mailto:[email protected]" allytm-click-tagged="true">
<span _ngcontent-vgw-67="" class="allycon-mail-sealed"></span> Email
</a>
</p>
</nav>
</contact-navigation>
<page-header _ngcontent-vgw-474="" menu="accounts" _nghost-vgw-73=""><div _ngcontent-vgw-73="" class="row" id="page-header">
<h1 _ngcontent-vgw-73="">Ally Invest | <span _ngcontent-vgw-73="">Documents</span></h1>
<tk-power-menu _ngcontent-vgw-73="" direction="right" icon="gear" id="headerSettings" label="Site Settings" _nghost-vgw-12=""><!--template bindings={}--><div _ngcontent-vgw-12="" class="tk-power-menu-control">
<button _ngcontent-vgw-12="" aria-controls="powerMenu" aria-haspopup="true" aria-label="Site Settings" aria-expanded="false" allytm-click-tagged="true">
<span _ngcontent-vgw-12="" class="allycon-settings"></span>
</button>
</div>
<div _ngcontent-vgw-12="" class="tk-power-menu" id="powerMenu" style="top: 23px; left: 0px; visibility: hidden; opacity: 0; transform: translateY(-20px) perspective(600px) rotateX(30deg);">


<menu-list _ngcontent-vgw-73=""><ul focus-trap-visually-hidden="" role="menu">
<!--template bindings={}--><li role="none">
<!--template bindings={}--><a role="menuitem" tabindex="0" class="first-focus-element focus-element" aria-label="Hide Account Number" allytm-click-tagged="true">
Hide Account Number
</a>
<!--template bindings={}-->
</li><li role="none" class="divide">
<!--template bindings={}-->
<!--template bindings={}--><hr aria-hidden="true" class="divide">
</li><li role="none">
<!--template bindings={}--><a role="menuitem" tabindex="0" aria-label="Switch to Dark Theme" allytm-click-tagged="true">
Switch to Dark Theme
</a>
<!--template bindings={}-->
</li><li role="none">
<!--template bindings={}--><a role="menuitem" tabindex="0" aria-label="All Settings link" allytm-click-tagged="true">
All Settings
</a>
<!--template bindings={}-->
</li><li role="none">
<!--template bindings={}--><a role="menuitem" tabindex="0" aria-label="Logout" allytm-click-tagged="true">
Logout
</a>
<!--template bindings={}-->
</li>
</ul></menu-list>

</div>
</tk-power-menu>
<!--template bindings={}-->
</div>
</page-header>
<!--template bindings={}--><change-account _ngcontent-vgw-474="" _nghost-vgw-63=""><!--template bindings={}--><!--template bindings={}-->
<!--template bindings={}--><span _ngcontent-vgw-63="" aria-level="2" data-private="" role="heading">
Individual - 84711736
</span>
<!--template bindings={}-->


<!--template bindings={}--><!--template bindings={}-->
<link-select _ngcontent-vgw-63="" arialabel="Select to change accounts" text="Change" _nghost-vgw-58=""><select _ngcontent-vgw-58="" autocomplete="off" class="select-input" aria-label="Select to change accounts" id="change-account-link-select">

<!--template bindings={}--><option _ngcontent-vgw-63="" data-private="" value="38980229">
individual-0229
</option><option _ngcontent-vgw-63="" data-private="" value="84711736">
Individual-1736
</option>

</select>
<label _ngcontent-vgw-58="" class="select-trigger text-bold" for="change-account-link-select">
<span _ngcontent-vgw-58="" class="trigger-text">Change<i _ngcontent-vgw-58="" aria-hidden="true" class="allycon-glyph-chevron-down"></i></span>
</label>
</link-select>

</change-account>

<!--template bindings={}--><section _ngcontent-vgw-474="" aria-label="An insight from Ally" class="row taxmsg">
<div _ngcontent-vgw-474="" class="card col-12">
<div _ngcontent-vgw-474="" class="flex">
<div _ngcontent-vgw-474="" class="icon-column">
<i _ngcontent-vgw-474="" class="banner-icon"></i>
</div>
<div _ngcontent-vgw-474="">
<p _ngcontent-vgw-474="">Looking for your tax forms?</p>
<ul _ngcontent-vgw-474="">
<li _ngcontent-vgw-474=""><strong _ngcontent-vgw-474="">Consolidated Form 1099</strong> will be available here in mid-February</li>
<li _ngcontent-vgw-474=""><strong _ngcontent-vgw-474="">Form 5498</strong> for your IRA accounts will be available here in early June</li>
<li _ngcontent-vgw-474=""><strong _ngcontent-vgw-474="">Schedule D and Form 8949</strong> are currently available in <a _ngcontent-vgw-474="" aria-label="Maxit Tax Manager opens in a new window" href="/accounts/documents" allytm-click-tagged="true">Maxit Tax Manager</a></li>
</ul>
</div>
</div>
</div>
</section>

<div _ngcontent-vgw-474="" class="activity-documents">
<!--template bindings={}--><div _ngcontent-vgw-474="" class="tabs" role="tablist">
<button _ngcontent-vgw-474="" role="tab" aria-selected="false" allytm-click-tagged="true">
<span _ngcontent-vgw-474="">Activity</span>
</button>
<button _ngcontent-vgw-474="" role="tab" class="selected" aria-selected="true" allytm-click-tagged="true">
<span _ngcontent-vgw-474="">Documents</span>
</button>
</div>

<!--template bindings={}-->

<!--template bindings={}--><!--template bindings={}-->
<documents-search _ngcontent-vgw-474="" _nghost-vgw-480=""><!--template bindings={}--><section _ngcontent-vgw-480="" aria-label="Search Document Records">
<form _ngcontent-vgw-480="" class="ng-untouched ng-pristine ng-valid" allytm-form-tagged="true">
<div _ngcontent-vgw-480="" class="search-item">
<label _ngcontent-vgw-480="" class="search-item-label" for="type">Document Type</label>
<div _ngcontent-vgw-480="" class="select-menu large">
<select _ngcontent-vgw-480="" formcontrolname="documentTypes" id="type" class="ng-untouched ng-pristine ng-valid">
<!--template bindings={}--><option _ngcontent-vgw-480="" value="0: all">
All
</option><option _ngcontent-vgw-480="" value="1: statement">
Statement
</option><option _ngcontent-vgw-480="" value="2: confirm">
Confirm
</option><option _ngcontent-vgw-480="" value="3: tax">
Tax Form
</option>
</select>
<div _ngcontent-vgw-480="" class="bg"></div>
<div _ngcontent-vgw-480="" class="arrow">
<span _ngcontent-vgw-480="" class="arrow-bg allycon-glyph-chevron-down"></span>
</div>
</div>
</div>
<custom-date-search _ngcontent-vgw-480="" _nghost-vgw-477=""><div _ngcontent-vgw-477="" class="hiddden visible ng-untouched ng-pristine ng-valid" aria-hidden="false">
<div _ngcontent-vgw-477="" class="search-item">
<label _ngcontent-vgw-477="" class="search-item-label" for="ad-start">Start Date</label>
<input _ngcontent-vgw-477="" formcontrolname="fromDate" id="ad-start" type="date" class="ng-untouched ng-pristine ng-valid">
</div>
<div _ngcontent-vgw-477="" class="search-item">
<label _ngcontent-vgw-477="" class="search-item-label" for="ad-end">End Date</label>
<input _ngcontent-vgw-477="" formcontrolname="toDate" id="ad-end" type="date" class="ng-untouched ng-pristine ng-valid">
</div>
</div></custom-date-search>
<ally-button _ngcontent-vgw-480="" kind="primary" text="Submit" type="button" _nghost-vgw-20=""><button _ngcontent-vgw-20="" data-amplify-analytics-button="" tabindex="0" type="button" class="primary undefined" allytm-click-tagged="true">
Submit
<!--template bindings={}-->
</button>
</ally-button>
</form>
<!--template bindings={}-->
</section>
</documents-search>
<div _ngcontent-vgw-474="" class="documents-content">
<span _ngcontent-vgw-474="" aria-live="polite" class="visually-hidden" id="announceFilterType" readcaptions="false"></span>
<div _ngcontent-vgw-474="" class="documents-results">
<documents-table _ngcontent-vgw-474="" _nghost-vgw-481=""><table _ngcontent-vgw-481="" showtableclass="table-container-wrapper sortable-table">
<caption _ngcontent-vgw-481="" class="visually-hidden">Documents containing 1 records</caption>
<thead _ngcontent-vgw-481="">
<tr _ngcontent-vgw-481="">
<!--template bindings={}--><th _ngcontent-vgw-481="" class="resultsTableHeader" data-order="asc" role="columnheader" scope="col" data-type="date" data-name="documentDate" aria-sort="descending">
<div _ngcontent-vgw-481="" class="table-header-button selected-header" data-amplify-analytics-button="" tabindex="0" role="button" style="text-align: left;">
DATE
<!--template bindings={}--><i _ngcontent-vgw-481="" class="allycon-glyph-caret-down"></i>
</div>
</th><th _ngcontent-vgw-481="" class="resultsTableHeader" data-order="asc" role="columnheader" scope="col" data-type="" data-name="documentType" aria-sort="none">
<div _ngcontent-vgw-481="" class="table-header-button" data-amplify-analytics-button="" tabindex="0" role="button" style="text-align: left;">
TYPE
<!--template bindings={}-->
</div>
</th><th _ngcontent-vgw-481="" class="resultsTableHeader" data-order="asc" role="columnheader" scope="col" data-type="" data-name="name" aria-sort="none">
<div _ngcontent-vgw-481="" class="table-header-button" data-amplify-analytics-button="" tabindex="0" role="button" style="text-align: left;">
DOCUMENT
<!--template bindings={}-->
</div>
</th><th _ngcontent-vgw-481="" class="resultsTableHeader" data-order="asc" role="columnheader" scope="col" data-type="" data-name="insertDoc1" aria-sort="none">
<div _ngcontent-vgw-481="" class="table-header-button" data-amplify-analytics-button="" tabindex="0" role="button" style="text-align: left;">
REGULATORY INFORMATION
<!--template bindings={}-->
</div>
</th>
</tr>
</thead>
<tbody _ngcontent-vgw-481=""><!--template bindings={}--><!--template bindings={}-->
<!--template bindings={}--><tr _ngcontent-vgw-481="" documents-table-row="" _nghost-vgw-482="" class="even"><th _ngcontent-vgw-482="" role="rowheader" scope="row" title="2024-02-06T00:00:00">
<span _ngcontent-vgw-482="" aria-label="02/06/2024">
02/06/2024
</span>
</th>
<td _ngcontent-vgw-482=""><span _ngcontent-vgw-482="" aria-label="Tax">Tax</span></td>
<td _ngcontent-vgw-482=""><a _ngcontent-vgw-482="" href="https://edocuments.apexclearing.com/RedirectConfirmURL.aspx?ds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amp;pid=ODQ3MTE3MzZ8MjAyM3wxMDk5IENPTlNPTElEQVRFRHwxNzA3MjQ4MDM3Mzc4NTU1" aria-label="1099 Consolidated - Tax Year 2023" allytm-click-tagged="true">1099 Consolidated - Tax Year 2023</a><span _ngcontent-vgw-482=""> (PDF)</span></td>
<td _ngcontent-vgw-482="">
<!--template bindings={}-->
<!--template bindings={}--><span _ngcontent-vgw-482="" aria-label="Not Applicable">N/A</span>
</td>
</tr>

<!--template bindings={}-->
<!--template bindings={}-->
</tbody></table>
</documents-table>
</div>
</div>

</div>
<!--template bindings={}-->

</main>
<page-footer _ngcontent-vgw-474="" _nghost-vgw-72=""><footer _ngcontent-vgw-72="" class="row" id="page-footer">
<!--template bindings={}-->
<div _ngcontent-vgw-72="" class="page-footer-content">
<nav _ngcontent-vgw-72="" aria-label="Footer">
<ul _ngcontent-vgw-72="">
<li _ngcontent-vgw-72=""><a _ngcontent-vgw-72="" href="https://www.ally.com/do-it-right/" target="_blank" allytm-click-tagged="true">Ally Community</a></li>
<li _ngcontent-vgw-72=""><a _ngcontent-vgw-72="" href="https://www.ally.com/security/" rel="noreferrer" target="_blank" allytm-click-tagged="true">Security</a></li>
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</nav>
<p _ngcontent-vgw-72=""><strong _ngcontent-vgw-72="">Ally Invest Securities LLC’s background can be found on <a _ngcontent-vgw-72="" aria-label="FINRA BrokerCheck" external-link="" href="http://brokercheck.finra.org/firm/136131" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">FINRA
BrokerCheck</a>.</strong></p>


<p _ngcontent-vgw-72="">Options involve risk and are not suitable for all investors. Review the <a _ngcontent-vgw-72="" aria-label="Characteristics and Risks of Standardized Options brochure" external-link="" href="https://www.theocc.com/Company-Information/Documents-and-Archives/Options-Disclosure-Document" rel="noopener noreferrer" allytm-click-tagged="true">Characteristics and Risks of Standardized Options brochure</a> before you
begin trading options. Options investors may lose the entire amount of their investment or more in a relatively
short period of time.</p>
<p _ngcontent-vgw-72="">Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company and a top 25 U.S. financial
holding company offering financial products for consumers, businesses, automotive dealers, and corporate
clients. Ally Bank, the company's direct banking subsidiary, offers an array of banking products and
services.</p>
<p _ngcontent-vgw-72="">Deposit products (“Bank Accounts” on Ally.com) are offered by Ally Bank, Member FDIC. In addition, mortgage
products are offered by Ally Bank, Equal Housing Lender <i _ngcontent-vgw-72="" class="housing-lender"></i>, NMLS ID 181005.</p>
<p _ngcontent-vgw-72="">Credit and collateral are subject to approval and additional terms and conditions apply. Programs, rates and
terms, and conditions are subject to change at any time without notice.</p>
<p _ngcontent-vgw-72="">Securities products and services are offered through Ally Invest Securities LLC, member <a _ngcontent-vgw-72="" aria-label="FINRA" external-link="" href="https://www.finra.org/" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">FINRA</a>/<a _ngcontent-vgw-72="" aria-label="SIPC" external-link="" href="http://www.sipc.org/" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">SIPC</a>. <a _ngcontent-vgw-72="" aria-label="View Securities Disclosures" href="https://www.ally.com/invest/disclosures" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">View
Securities Disclosures</a></p>
<p _ngcontent-vgw-72="">Advisory services are offered through Ally Invest Advisors Inc., a registered investment
adviser. Brokerage accounts are serviced by Ally Invest Securities and advisory client account assets
are kept in custody with Apex Clearing Corporation, members <a _ngcontent-vgw-72="" aria-label="FINRA" external-link="" href="https://www.finra.org/" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">FINRA</a>/<a _ngcontent-vgw-72="" aria-label="SIPC" external-link="" href="http://www.sipc.org/" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">SIPC</a>. <a _ngcontent-vgw-72="" aria-label="View Advisory Disclosures" href="https://www.ally.com/invest/disclosures/#advisors" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">View Advisory Disclosures</a></p>
<p _ngcontent-vgw-72="">Foreign exchange (Forex) products and services are offered to self-directed investors through Ally Invest
Forex LLC. Ally Invest Forex LLC, <a _ngcontent-vgw-72="" aria-label="NFA" external-link="" href="https://www.nfa.futures.org/" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">NFA</a> Member (ID #0408077), acts as an introducing broker to
GAIN Capital Group, LLC ("GAIN Capital"), a registered FCM/RFED and NFA Member (ID #0339826). Your forex
account is held and maintained at GAIN Capital. Forex accounts are <strong _ngcontent-vgw-72="">NOT PROTECTED</strong> by the
<strong _ngcontent-vgw-72="">SIPC</strong>. Ally Invest Forex LLC and Ally Financial Inc. are separate, but affiliated companies. <a _ngcontent-vgw-72="" aria-label="View Forex Disclosures" href="https://www.ally.com/invest/disclosures/#forex" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">View Forex
Disclosures</a></p>
<p _ngcontent-vgw-72="">Securities products are <strong _ngcontent-vgw-72="">NOT FDIC INSURED, NOT BANK GUARANTEED,</strong> and <strong _ngcontent-vgw-72="">MAY LOSE VALUE</strong>.</p>
<p _ngcontent-vgw-72="">Ally Invest Securities provides 3rd party research for information purposes only and doesn't offer investment advice or personalized recommendations. Investors assume the risk of relying on these research services to make investing decisions. <a _ngcontent-vgw-72="" external-link="" href="https://www.ally.com/invest/disclosures/content-providers-and-disclosures.html" rel="noopener noreferrer" target="_blank" allytm-click-tagged="true">View Disclosures</a></p>
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