Notes
Notes - notes.io |
As part of its mandate to protect investors and promote market integrity, FINRA enacts rules and publishes guidance in its role as regulator of securities firms and brokers. FINRA involves the securities industry, the Securities and Exchange Commission (SEC) and other regulators, as well as investors, in its rulemaking deliberations.
FINRA Rules
A consolidated FINRA rulebook containing only FINRA rules is being established. Until this is completed the current rulebook is in effect.
Rulemaking Process
FINRA develops new rules, modifies existing rules, and provides guidance governing the conduct of firms and their associated persons.
Notices
FINRA publishes various Notices (e.g., Regulatory Notices, Trade Reporting Notices and Election Notices) on many issues affecting firms.
Rule Filings
See a list of FINRA rule filings and approval orders by year, including a comprehensive Rule Filing Status Report
Requests for Comments
For most significant rule proposals, FINRA solicits public comments through Regulatory Notices prior to submitting them to the SEC
Guidance
In addition to Notices, FINRA provides guidance to firms by regularly distributing letters, alerts, rule interpretations, reports and more.
The International Financial Securities Regulatory Commission was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.
|
|
Notes.io is a web-based application for taking notes. You can take your notes and share with others people. If you like taking long notes, notes.io is designed for you. To date, over 8,000,000,000 notes created and continuing...
With notes.io;
- * You can take a note from anywhere and any device with internet connection.
- * You can share the notes in social platforms (YouTube, Facebook, Twitter, instagram etc.).
- * You can quickly share your contents without website, blog and e-mail.
- * You don't need to create any Account to share a note. As you wish you can use quick, easy and best shortened notes with sms, websites, e-mail, or messaging services (WhatsApp, iMessage, Telegram, Signal).
- * Notes.io has fabulous infrastructure design for a short link and allows you to share the note as an easy and understandable link.
Fast: Notes.io is built for speed and performance. You can take a notes quickly and browse your archive.
Easy: Notes.io doesn’t require installation. Just write and share note!
Short: Notes.io’s url just 8 character. You’ll get shorten link of your note when you want to share. (Ex: notes.io/q )
Free: Notes.io works for 12 years and has been free since the day it was started.
You immediately create your first note and start sharing with the ones you wish. If you want to contact us, you can use the following communication channels;
Email: [email protected]
Twitter: http://twitter.com/notesio
Instagram: http://instagram.com/notes.io
Facebook: http://facebook.com/notesio
Regards;
Notes.io Team
